Skip to content
Spectrum Asset Management, Inc
  • Who We Are
  • What We Do
  • Who We Serve
  • Publicly Traded Execs
  • Client Logins
  • FAQs
  • News
    • Newsletter
    • Blog
  • Get Started
  • Toggle website search
Menu Close
  • Who We Are
  • What We Do
  • Who We Serve
  • Publicly Traded Execs
  • Client Logins
  • FAQs
  • News
    • Newsletter
    • Blog
  • Get Started

Planning

  1. Home>
  2. Planning
Read more about the article Secondary Risks in Concentrated Portfolios

Secondary Risks in Concentrated Portfolios

April 14, 2026 When evaluating portfolio risk, many executives initially focus on price volatility. Market fluctuations are visible, measurable, and widely discussed, making them a natural starting point for assessing…

Continue ReadingSecondary Risks in Concentrated Portfolios
Read more about the article Exchange Fund Strategy: An Approach to Diversifying Concentrated Stock Positions

Exchange Fund Strategy: An Approach to Diversifying Concentrated Stock Positions

An exchange fund is a tool some investors evaluate when implementing a strategy to diversify a concentrated stock position without immediately triggering a taxable event. For executives holding significant employer…

Continue ReadingExchange Fund Strategy: An Approach to Diversifying Concentrated Stock Positions
Read more about the article FAQs for Executives With Concentrated Stock Positions

FAQs for Executives With Concentrated Stock Positions

Executives earning meaningful equity compensation often face a consistent set of decisions when approaching concentrated stock planning. These decisions typically revolve around exposure levels, risk management, tax consequences, and participation…

Continue ReadingFAQs for Executives With Concentrated Stock Positions
Read more about the article Borrowing Against Stock Instead of Selling It

Borrowing Against Stock Instead of Selling It

April 2, 2026 Individuals with significant equity exposure may seek ways to access liquidity without immediately selling shares. One strategy to unlock liquidity is borrowing against stock portfolio holdings, using…

Continue ReadingBorrowing Against Stock Instead of Selling It
Read more about the article Managing Risk in a Concentrated Position Without Selling

Managing Risk in a Concentrated Position Without Selling

March 31, 2026 Protecting concentrated stock is a concern for many executives, especially when a large portion of their wealth is tied to a single company. Whether it's due to…

Continue ReadingManaging Risk in a Concentrated Position Without Selling
Read more about the article When Your Career and Net Worth Depend on One Company

When Your Career and Net Worth Depend on One Company

March 26, 2026 Concentrated stock risk is commonly experienced by corporate executives who receive equity compensation from their employer. Over time, many executives find that their company’s performance influences not…

Continue ReadingWhen Your Career and Net Worth Depend on One Company
Read more about the article Should RSUs Be Sold When They Vest?

Should RSUs Be Sold When They Vest?

March 24, 2026 Executives receiving equity compensation often face a common concern: What to do with newly vested RSUs. Hold? Sell? The choice may seem simple, but it directly affects…

Continue ReadingShould RSUs Be Sold When They Vest?
Read more about the article How Do Execs Diversify Concentrated Stock?

How Do Execs Diversify Concentrated Stock?

March 19, 2026 For many executives, the decision to diversify concentrated stock does not begin with a transaction. It begins with a dilemma. Selling may create a meaningful tax impact.…

Continue ReadingHow Do Execs Diversify Concentrated Stock?
Read more about the article How Much of Your Net Worth Should Be in Employer Stock?

How Much of Your Net Worth Should Be in Employer Stock?

March 17, 2025 How much of a portfolio should be in one stock is a question that many executives eventually face, often after their company stock has performed well. For…

Continue ReadingHow Much of Your Net Worth Should Be in Employer Stock?
Read more about the article Where to Reinvest After Selling a Concentrated Stock Position

Where to Reinvest After Selling a Concentrated Stock Position

March 12, 2026 Selling a concentrated stock position can reduce exposure to a single company, but it often raises a new question: how to reinvest after selling stock. For executives…

Continue ReadingWhere to Reinvest After Selling a Concentrated Stock Position
  • 1
  • 2
  • Go to the next page

Contact Us

  • Driving Directions
  • Validated Parking Provided
  • (949) 717- 3400
  • SAM@myspectrum.com
  • Visit Us On LinkedIn

Address

1301 Dove Street, Suite 720
Newport Beach, CA 92660
Spectrum Asset Management
  • Form CRS
Copyright 2026 - Spectrum Asset Management